Tel: (903) 676-1935
Investment Centers of America, Inc. (ICA), member FINRA / SIPC, and a Registered Investment Advisor, is not affiliated with First State Bank and / or First State Financial Services. Securities, advisory services and insurance products offered through ICA and affiliated agencies are *not insured by the FDIC or any other Federal Government agency *not a deposit or other obligation of, or guaranteed by any bank or its affiliates *subject to risks including the possible loss of principal amount invested.
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1. Representatives of a broker-dealer ("BD") or investment advisor ("IA") may only conduct business in a state if the representatives and the BD or IA they represent
(a) Satisfy the qualification requirements of, and are approved to do business by, the state; or
(b) Are excluded or exempted from the state's licensure requirements.
2. Representatives of a BD or IA are deemed to conduct business in a state to the extent that they provide individualized responses to investor inquiries that involve
(a) Effecting, or attempting to effect, transactions in securities; or
(b) Rendering personalized investment advice for compensation.
3. Representatives are registered to offer securities in the following states:
CO, LA, NC, TN, TX